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INTRODUCTION
The key purpose of this document is to provide an overview of employment
law where it relates to the small and medium organisations. The document
is primarily targeted at Merton Unity Network's ethnic minority member
groups.
The information contained in this document is accurate at point of
publication. However, it is not a full or definitive statement of
the law and is not intended as a substitute for professional advice,
or amount to legal advice to any person or organisation on a specific
case or matter. Merton Unity Network will therefore not be responsible
for any user actions / inactions resulting from use of the information
contained in this document. In addition, no responsibility for its
accuracy and correctness, or for any consequences of relying on it,
is assumed by Merton Unity Network.
The Network will try to provide annual updates of this document where
necessary. Alternatively, updates can be obtained from the Network's
website.
Employment Law; An Overview
A Guide For Small/Medium Voluntary Organisations'
Employers And Employees [November 2004]
AREAS
Employment Law
Application
– Recruitment & Selection
Employment
Contract
Equality
Laws
Foreign
Nationals Working In the UK
Health
& Safety
Data
Protection
Disciplinary
& Grievance
Dismissal
Paternal
Legislation
Rehabilitation
& Offenders
Transfer
of Undertaking
Trade
Union membership and activities
Recent and forthcoming changes
Acknowledgement
A-Z of employment law
Application
– Recruitment & Selection
The organisation must ensure that it has proper procedures in place
covering:
- The advertisement of job vacancies
- The application and selection processes
- The offer of employment, the request for references
and additional information
The employer / organisation must ensure that it takes all reasonable
steps to avoid treating any applicant less favourably on the grounds
of race, gender, marital status, sexual orientation, gender re-assignment,
disability, age or union membership. Care must be taken from the very
beginning to avoid allegations even at the recruitment stage.
Other procedures that must be in place to enable applicant's access
to an appeal are:
- Complaints procedures
- Grievance procedures
The
Employment Contract
The employee must be provided with written particulars of the key
terms of their employment no later than two months if their employment
continues for a month or more with the employer. The employment must
state, amongst other things:
- The identity of the parties
- The date on which the employee's period of
continuous employment began
- The scale or rate of remuneration, how this
is calculated and intervals of pay
- Any terms and conditions relating to hours
of work and normal working hours
- Any terms and conditions relating to holidays
and holiday pay
- Any terms and conditions relating to incapacity
for work owing to sickness or injury including any provision for
sick pay
- Any terms and conditions relating to pensions
and pension schemes
- A note stating whether a contracting-out certificate
is in force
- The length of notice which the employee is
entitled to receive and is obliged to give
- The title of the job or a brief description
of the employee's work
- Where the employment is temporary, the period
for which it is expected to continue, or if it is for a fixed
term, the date when it is to end
- The place of work
- Any collective agreements which directly affects
the terms and conditions of employment
- Details relating to any work outside UK particularly
when this work is for more than one month
- Any disciplinary rules applicable to the employee
- The name or description of the person to whom
the employee can apply if they are dissatisfied with any disciplinary
decision or seek to redress a grievance
- Any further steps consequent upon an application
expressing a dissatisfaction over a disciplinary decision or grievance
Changes cannot normally be made to the contract without the consent
of the employee. However, some changes such as changes to employer's
address, etc, but the employee must be advised of such changes in
writing within one month.
Duties of the Employer
- To pay wages
- To provide work
- To co-operate with the employee (preserve mutual
trust and confidence)
- To take reasonable care of the employee
- Safe premises
- Safe plant, equipment and tools
- Safe system of work
- Competent and safe colleagues
Duties of the Employees
- To co-operate with the employer
- Fidelity
The obligation not to compete with the employer
The obligation not the disclose confidential information
- To take reasonable care
Part-time
Work
Part-time Workers (Prevention of Less Favourable Treatment) Regulations
2000
The Regulations aim to ensure that part-time workers are not treated
less favourably than comparable full-timers, unless the less favourable
treatment can be justified on objective grounds. Principally, this
means they should:
- receive the same rates of pay (including overtime
pay, once they have worked normal full-time hours);
- not be treated less favourably for contractual
sick pay or maternity pay purposes, or discriminated against over
access to pension schemes or pension scheme benefits;
- not be excluded from training simply because
they work part-time;
- receive holiday entitlement pro rata to comparable
full-timers;
- have any career break schemes, contractual
maternity leave and parental leave made available to them in the
same way as for full-time workers; and
- not be treated less favourably in the criteria
for selecting workers for redundancy.
Part-time workers who believe their treatment infringes these regulations
have the right to make a request in writing for a written statement,
within 21 days, giving the employer's reasons for the treatment.
Employees will be held to be unfairly dismissed (or selected for redundancy),
regardless of age or length of service, if the main reason for the
dismissal is that:
- they exercised or sought to enforce rights
under the Regulations, refused to forgo them or alleged that the
employer had infringed them; or
- they gave evidence or information in connection
with proceedings brought by an employee under the Regulations;
or
- the employer believed the employee intended
to do any of these things.
Though only employees may complain of unfair dismissal, workers who
are not employees may complain to an employment tribunal that they
have suffered a detriment if their contracts are terminated for any
of these reasons, compensation being awarded on the same basis as
for unfair dismissal. Both employees and other workers are also protected
from other detrimental treatment for these reasons.
Fixed-term
Fixed-term Employees (Prevention of Less Favourable Treatment)
Regulations 2002
The Fixed-term Employees (Prevention of Less Favourable Treatment)
Regulations 2002 say that fixed-term employees should not be treated
less favourably than comparable permanent employees on the grounds
they are fixed-term employees, unless this is objectively justified.
Any such less favourable treatment must be actually necessary to achieve
a legitimate objective and must also be an appropriate way to achieve
it. Employees who believe their rights are infringed under these Regulations
may present their case to an employment tribunal.
They apply to employees on contracts that last for a specified period
of time or will end when a specified task has been completed or a
specified event does or does not happen. Examples include employees
covering for maternity leave and peaks in demand and employees on
task contracts such as setting up a database. An example where less
favourable treatment may be justified could be the disproportionate
cost of giving a company car to an employee on a short fixed-term
contract just because the comparator has one.
Less favourable treatment may be assessed in one or two ways: either
each of the fixed-term employee's terms and conditions of employment
should not be less favourable than the equivalent treatment given
to their comparator or the fixed-term employee's overall package of
conditions should not be less favourable.
Fixed-term employees have a right to:
- Ask for a written statement setting out the
reasons for less favourable treatment if they believe that this
may have occurred. The employer must provide this statement within
21 days. Use of successive fixed-term contracts is limited to
four years, unless further fixed-term contracts are justified
on objective grounds. However, it will be possible for employers
and employees to increase or decrease this period or agree a different
way to limit the use of successive fixed-term contracts via collective
or workforce agreements. Service accumulated from 10 July 2002
counts towards this four-year limit. If a fixed-term contract
is renewed after the four-year period, it is treated as a contract
for an indefinite period (unless the use of a fixed-term contract
is objectively justified).
- Ask their employer for a written statement
confirming that their contract is permanent or setting out objective
reasons for the use of a fixed-term contract beyond the four-year
period. The employer must provide this statement within 21 days.
- To receive information on permanent vacancies
in their organisation.
Any redundancy waiver that is included in a fixed-term contract
which is agreed extended or renewed after 1 October 2002 will be invalid.
The end of a task contract that expires when a specific task has been
completed or a specific event does or does not happen counts as a
dismissal in law; so does non-renewal of a fixed-term contract concluded
for a specified period of time.
Working
time
The Working Time Regulations 1998 provide rights to:
- A limit of an average 48 hours a week on the
period a worker can be required to work, although individuals
may choose to work longer;
- Four weeks' paid leave a year;
- 11 consecutive hours' rest in any 24-hour period;
- An in-work rest break if the working day is
longer than six hours;
- One day off each week;
- A limit on the normal working hours of night
workers to an average eight hours in any 24-hour period, and an
entitlement for night workers to receive regular health assessments.
The regulations apply not only to employees but also to workers, which
includes the majority of agency workers and freelancers. It does not
apply to certain sectors (air, rail, road, sea, inland waterway and
lake transport, sea fishing, other work at sea - mainly the offshore
oil and gas industry and doctors in training). However, the Horizontal
Amending Directive will extend the rights to non-mobile workers in
these excluded sectors. EU Member States have until 1 August 2003
to implement this Directive. The UK also has to implement directives
for aviation and road transport, which will extend the Working Time
Regulations in full to those not covered by the Horizontal Amending
Directive. These sector specific directives should be implemented
by 1 December 2003 and March 2005 respectively. A phased implementation
in respect of junior doctors is due to start on 1 August 2004.
At present, "young workers" (those over the minimum school leaving
age but under 18) are entitled to 12 consecutive hours rest between
each working day, two days' weekly rest and a 30-minute in-work rest
break when working longer than four and a half hours, plus four weeks
paid annual leave. Following a period of public consultation, the
following changes for young workers will take effect in 2003:
- Working time to be limited to eight hours a
day and 40 hours a week
- Prohibition of night-work between 10pm and
6am or between 11pm and 7am
- Derogations from the working time limit and
night-work prohibition permitted in specific circumstances, and
in the case of the night-work prohibition, specific sectors
Workers may complain to an employment tribunal if they are being denied
rest periods, breaks or the paid annual leave entitlements. Working
time and night work limits are enforced by the Health and Safety Executive
and Local Authorities.
Employees may complain to an employment tribunal of unfair dismissal,
regardless of their length of service, if they are dismissed for exercising
rights under these regulations; and workers who are not employees
may complain that they have suffered a detriment if their contracts
are terminated for this reason. Both employees and workers who are
not employees are also protected from other detrimental action or
deliberate inaction by their employer.
Time
Off Work
Time off work, except for reasons of sickness or injury, must be only
for 'reasonable' periods to minimise damage to the employer's business
due to the effect of the employee's absence. Employees may take off
work for a number of reasons:
- Sick – during which time they may be
entitled to receive Statutory Sick Pay (SSP). The employer is
responsible for paying SSP for up to 28 weeks of absence due to
sickness or injury in any single 'period of entitlement'.
- To perform the duties of employee representative
(e.g. for purpose of consultation over redundancies or transfer
of undertakings)
- For public duties:
Justice of the peace
Members of a local authority
Members of any statutory tribunal
Members of a health authority, NHS trust or a Health
Board
Members of a relevant education body
Members of a police authority
Members of a board of prison visitors or prison visiting
committee
Member of the Environmental Agency of the Scottish
Environment Protection Agency
No code of practice exists for these purposes but again the issue
of 'reasonableness' must be taken into account.
Flexible
Working
The right to apply to work flexibly and the duty on employers to consider
requests seriously
From April 2003, parents of children under six or disabled children
under 18 have the legal right to request flexible working patterns
and their employers will have a duty to seriously consider their requests.
In order to qualify for this right an individual must:
- be an employee
- have a child under six, or 18 where the child
is disabled
- make the request no later than two weeks before
the child's appropriate birthday
- be responsible for the child as its parent
- be making the application to enable them to
care for the child
- have worked for their employer continuously
for 26 weeks at the date the application is made
- not be an agency worker or a member of the
armed forces
- have not made another application to work flexibly
under the right during the past 12 months
Applications must be in writing. Information that must be provided
includes an explanation of what effect, if any, the employee thinks
the proposed change would have on the employer and how, in their opinion,
any such effect might be dealt with. The employer must follow a defined
procedure to consider the request. In the first instance, they must
ensure that they arrange to meet with the employee to discuss the
request within 28 days of receiving the application.
Flexible Working Requests
Where such a request is made there will be a statutory procedure,
which the employer must follow:
- The employee submits a written request
- The employer must meet the employee within
4 weeks
- The employer must then respond within a further
2 weeks
- The employee can appeal within 2 weeks of the
employer's decision
- The employer holds a meeting to hear the appeal
within 2 weeks of its receipt
- The employer provides a written decision within
2 weeks of the meeting
- If agreement is reached to accommodate the
request it must be but in place within 2 month.
These timescales are absolutely mandatory and Tribunals will
be able to adjudicate upon complaints of a failure to meet this procedure
and able to make compensatory awards to employees.
If the request is agreed, the new working pattern forms a permanent
change to the employee's terms and conditions.
Employers can reject an application where they have a clear business
reason to do so. Acceptable business grounds are specified in law
and an employer must provide a written explanation setting out why
the ground applies in the circumstances.
To decline the request the employer will be required to show that
one or more of the following reasons apply:
- The burden of additional costs
- Detrimental effect to meeting customer demand
- Inability to reorganise work with other staff
- Inability to recruit additional staff
- Detrimental impact upon quality
- Detrimental impact upon performance
- Insufficient work for the employee during periods
they wish to work
- Planned structural changes
Where a request is declined, the employee will be able to complain
to an Employment Tribunal if the process has not been followed or
the reasons given did not conform to those listed above. Tribunals
will not be able to enforce the changes requested but they will be
able to make an award of compensation to the employee and require
the employer to reconsider their decision.
Where an agreement to alter working hours is made it will be considered
as permanent unless the employee and employer agree to a time limit
for the variation or subsequently agree to it being amended.
Disabled Children – Parents of disabled children will have the
flexibility to take leave a day at a time or longer if they wish.
The entitlement to parental leave for disabled children is 18 weeks.
A disabled child is a child for whom disability living allowance is
awarded.
Time Off For Dependants
Equally the existing legislation regarding unpaid time off for caring
for dependants is also unaltered and this is summarised below:
An employee has the right to take a reasonable amount of unpaid time
off during working hours to deal with incidents involving a "dependant".
A "dependant" means an employee's parent, wife, husband or partner,
child or someone who lives as part of the family, for example someone
for whom the employee is the main carer.
The employee has the right to time off:
- To help when a dependant falls ill or is injured
- To cope when the arrangements for caring a
dependant unexpectedly break down
- When a dependant gives birth
- When a dependant dies
- To deal with an unexpected incident involving
a dependant child during school hours or on a school trip
Equality
Laws
Currently these are:
- The Sex Discrimination Act (1975)
- The Race Relations Act (1976) and the Race
Relations (Amended) Act 2000
- The Disability Discrimination Act (1995)
- The Equal Pay Act (1970)
Equality laws exist to prevent discrimination on the grounds of sex,
race, disability and pay. Equality laws cover the right to:
- Equal access to employment (recruitment, training,
access to promotion, when terminating employment)
- Protection against harassment
Under sex equality laws the following applies:
- Right to maternity leave
- Right to equal pay for work of equal value
(Equal Pay Act 1970)
- The right not to be discriminated against on
groups of gender re-assignment (Equal Treatment Directive) or
sexual orientation
- Right not to be discriminated against on grounds
of marital status
The European Union directives have brought in major changes in relation
to earlier equality legislation (race, sex and disability) and new
legislation (religion or other belief, sexual orientation and age).
Under equality laws it is important that the applicant is able to
show 'detriment' in order for a case to be made against an employer.
Discrimination can either be direct or indirect.
Direct discrimination occurs when on the grounds of race, sex,
marital status, disability, sexual orientation and religion, a person
is treated less favourably than a person from a different racial group,
gender, marital status or ability/disability. There is no defence
for direct discrimination. 'On the grounds of' does not refer to the
employers' motive or reason but the intent to provide less favourable
treatment. The relevant question is 'would the complainant have received
the same treatment but for his/her sex, race, etc.?'
Indirect discrimination occurs where an employer applies a
requirement or condition which would apply equally to a person of
the opposite sex, racial group, etc., but which is such that the proportion
of applicant from the applicant's sex, marital status, racial group,
disability who can comply with it is considerably less than proportion
of persons from the opposite sex, marital status, racial group, etc.
Applicants must show that they suffered a 'detriment' as a result
of being unable to comply with the requirement or condition imposed.
Employers can avoid liability by showing the condition or requirement
was 'justifiable' irrespective of sex, etc. Comparisons used must
show that the same or not materially different.
Harassment is not strictly defined by law but refers to 'unwanted
conduct of a sexual, racial, etc., nature or other conduct based on
sex, race, etc., affecting the dignity of women and men at work'.
Applicants can seek redress under equality law based on their initial
experience of the organisation. For example, an applicant for a job
has the right to seek redress if he/she can show that on the grounds
of race, sex, disability they were treated less favourably by the
practices of the organisation.
Discrimination means treating someone less favourably on any of these
grounds. It includes applying apparently neutral provisions, criteria
or practices, unless they can be objectively justified which, though
applied equally to all, have a disproportionately detrimental effect
on particular racial groups or on one sex or on married people (as
the case may be) and which cannot be shown to be justifiable (for
instance to be job-related). Discrimination also includes victimising
someone who has made a complaint under these Acts or under the Equal
Pay Act 1970 (see Equal Pay). These three Acts cover discrimination
by employers in recruitment, in all aspects of their treatment of
existing employees (including pay, training and access to promotion)
and when terminating employment.
Post-employment discrimination
Genuine Occupational Qualification (GOQ)
Discrimination may be lawful in certain cases:
- Where the nature of the job demands it, for
example, authenticity in entertainment
- To preserve decency and privacy
- Where the nature of the job requires location
to the employer's premises and it would not be reasonable to expect
the provision of additional facilities to preserve decency
- The nature of the establishment demands a person
of a particular sex
- The job holder provides services which can
most effectively be provided by members of one particular sex,
for example, in a team of Social Workers
- The job is one of two to be held by a married
couple
- The job holder may be required to perform some
physical contact or knowledge of the employer's private affairs
and
- The job may involve duties outside the UK in
a country whose laws or customs are such that they could not effectively
be performed by a woman.
Sex
Discrimination
Under the Sex Discrimination Act 1975 (as amended), generally
employers should not discriminate on grounds of sex, marriage or because
someone intends to undergo, is undergoing or has undergone gender
reassignment.
Under the Sex Discrimination Act 1975 (Amendment) Regulations 2003,
which came into effect on 19 July 2003, post-employment discrimination
on the basis of sex is unlawful.
Race
Discrimination
The Race Relations Act 1976 generally makes discrimination by employers
on racial grounds unlawful – that is, discrimination on grounds
of race, colour, nationality (including citizenship) or ethnic or
national origins. Under the Race Relations (Amendment) Act 2000,
public authorities and organisations which provide services on their
behalf must "have due regard for the need to eliminate unlawful discrimination
and promote equality of opportunity and good race relations". This
means they must consider the racial equality implications of all relevant
activities (including the implications of grant cuts), and take active
steps to promote racial equality. Organisations which receive public
sector funding or carry out activities in partnership with public
bodies are increasingly being required under grant or contract conditions
to implement new procedures for recruiting staff and service users,
monitoring, etc.
There are limited exceptions; for instance, where a job has to be
done by a person of a particular sex or from a particular racial group
for reasons such as authenticity in dramatic performances. The Race
Relations Act does not apply, except for victimisation, to people
employed to work in a private household. Both Acts permit employers,
under certain conditions, to train employees of one sex or of a particular
racial group in order to fit them for particular work in which their
sex or racial group has recently been under-represented; they may
also encourage the under-represented sex or racial group to take up
opportunities to do that work.
Disability
The Disability Discrimination Act 1995 employment provisions require
employers with 15 or more workers (including casuals, agency workers
and freelance workers as well as employees) to make reasonable adjustments
to workplaces and work practices so that a disabled person is not
disadvantaged in employment or in applying for work. What is "reasonable"
depends on each employer's situation, but the duty to make adjustments
is especially high where an existing worker has a disability or becomes
disabled. Discrimination also occurs when an employer fails to make
a 'reasonable adjustment' for a disabled person, and cannot justify
the failure.
A reasonable adjustment is any step or steps an employer could
reasonably take to prevent arrangements made by him/her or physical
features of premises occupied by him/her from putting a disabled person
at a substantial disadvantage in comparison with a non-disabled person.
People who have, or have had, disabilities and believe that is why
they have been discriminated against in employment matters may make
a complaint to an employment tribunal.
From 1 October 2004, the Disability Discrimination Act 1995 (Amendment)
Regulations 2003 make a number of changes to the DDA. These include:
- the small employers exemption will be removed,
and all employers will have to comply with the DDA's employment
provisions;
- harassment and post-employment discrimination
on the basis of disability are outlawed;
- the burden of proof is shifted;
- the legislation is extended to include providers
of work placements.
Definition of disability. The DDA defines disability as a physical
(including sensory) or mental impairment that has a substantial adverse
effect on a person's ability to carry out normal day-to-day activities,
where this effect has already lasted or is expected to last for at
least 12 months.
The Disability Discrimination (Blind and Partially Sighted Persons)
Regulations 2003, which came into effect from 14 April 2003, provide
that anyone who is registered with the local authority as blind or
partially sighted, or is certified as blind or partially sighted by
a consultant ophthalmologist, is deemed to be disabled for the purposes
of the DDA. They will not have to show that the condition has a substantial
adverse effect on their day-to-day activities.
Service delivery. As well as employment, the DDA also covers
provision of goods, services and facilities (all referred to here
as services). From 1 October 1999, providers of services have to:
- take reasonable steps to change the way services
are provided, if existing policies or procedures make it impossible
or unreasonably difficult for people with disabilities to use
the services;
- take reasonable steps to provide equipment
or support to enable disabled people to use services;
- where physical barriers stop disabled people
from accessing services, take reasonable steps to deliver the
services by alternative methods.
Under the draft Disability Bill published on 3 December 2003:
- public bodies will have a new positive duty
to promote equality of opportunity for disabled people (which
is likely to have a knock-on effect for voluntary organisations
funded by public bodies)
- the DDA will be extended to cover nearly all
activities in the public sector, for example issuing licences,
rather than just the provision of services
- the exemption for transport will be ended
- private clubs with 25 or more members will
not be able to discriminate against disabled members, prospective
members or others who have rights to use the club
- those who manage or let premises will have
to make reasonable adjustments to their policies and practices
for disabled tenants or prospective tenants
- insurance provided on group terms to an employer's
staff will be covered as a service under the DDA.
Equal
Pay
The Equal Pay Act 1970 (Amendment) Regulations 2003 came into
force on 19 July 2003. Their main changes are:
- The limit of two years' back pay has been removed.
In standard cases it can now go back six years from the date of
commencement of proceedings.
- The six-month period from the end of employment
during which a claim must be brought is extended if the employer
deliberately conceals relevant facts or if the individual concerned
was "under a disability" (which in this context means under age
18 or mentally incapable).
- "Arrears date" and "qualifying date" are redefined.
Employers must give men and women equal treatment in terms and conditions
if they are employed on 'like work', work rated as equivalent under
a job evaluation study, or work found to be of equal value. Equal
pay is, therefore, not restricted to remuneration alone, but includes
most terms in an employment contract. Terms covering special treatment
because of pregnancy or childbirth, or reflecting statutory restrictions
on the employment of women are not covered.
Individuals may complain to an employment tribunal under the Equal
Pay Act 1970 up to six months after leaving the employment to which
their claim relates. They may claim arrears of remuneration or damages.
A woman is employed on 'like work' with a man if her work is of the
same or a broadly similar nature, and any difference between the things
they do is not of practical importance in relation to their terms
and conditions of employment. It is for the employer to show that
any difference is of practical importance.
If it is established that the work is like work, or is rated as equivalent,
an employer may still show that any differences between the man's
and woman's contracts are genuinely due to a 'material difference'
(other than the difference of sex) - qualifications for example. If
a claim is made under the equal value provisions, the employer can
also justify a difference in pay by showing material factors not attributable
to personal qualities - an example could be the need to pay a computer
programmer more than a clerical supervisor because a good programmer
could not be obtained for less.
Sexual
Orientation
The Employment Equality (Sexual Orientation) Regulations 2003
came into effect on 1 December 2003 – which makes discrimination
in employment and vocational training on the basis of sexual orientation
unlawful. Discrimination based on perceived sexual orientation is
also unlawful. "Discrimination" includes direct discrimination, indirect
discrimination, victimisation and harassment.
Sexual orientation is defined as an orientation towards persons of
the same sex, persons of the opposite sex, or persons of the same
sex and of the opposite sex.
It is lawful to discriminate in recruitment, promotion or training
on the basis of sexual orientation where being of a particular orientation
can be shown to be a genuine
occupational requirement for a position.
It is lawful to provide benefits, such as pension provisions, solely
for married couples. Regulation 7 – a controversial provision
that was not in the draft regulations sent out for consultation –
allows discrimination on the basis of sexual orientation in "employment
for the purposes of an organised religion" to comply with the doctrines
of the religion or "to avoid conflicting with the strongly held religious
convictions of a significant number of the religion's followers".
Positive action provisions (regulation 26) allow people of a particular
sexual orientation to be given preferential access to training or
to be encouraged to apply for particular work, where such action prevents
or compensates for disadvantages linked to that sexual orientation.
Religion
or Belief
From 2 December 2003 the Employment Equality (Religion or Belief)
Regulations 2003 outlaw discrimination in employment and vocational
training on the basis of religion or other belief. Religion or belief
is defined as "any religion, religious belief, or similar philosophical
belief", which appears to include fringe religions and cults and could
include political beliefs. The limits will need to be defined by the
courts.
There are exemptions where being of a particular religion or belief
is a genuine occupational qualification for a post in an organisation
which has an ethos based on religion or belief, or where being of
a particular religion or belief is a genuine and determining
occupational requirement for a post in a non-ethos based organisation
(regulation 7). Positive action provisions (regulation 25) allow people
of a particular religion or belief to be given preferential access
to training or to be encouraged to apply for particular work, where
such action prevents or compensates for disadvantages linked to that
religion or belief.
The Chartered Institute of Personnel and Development has advised employers
to be aware that anything that offends against a religious belief
or practice could breach the law. This could include, for example,
requiring all staff to shake hands with visitors or clients, or not
having non-alcoholic drinks available at a work event.
The Independent Schools (Employment of Teachers in Schools with
a Religious Character) Regulations 2003, which came into effect
on 1 September 2003, allow foundation or voluntary schools with a
religious character to give preference in the appointment, promotion
or remuneration of teachers to people with religious beliefs in accordance
with those of the school, or who attend worship in accordance with
those beliefs, or who give or are willing to give religious education
at the school in accordance with those beliefs. In appointing or terminating
employment of a teacher, conduct incompatible with the religion may
be taken into account.
Foreign
Nationals Working in the UK
From 1 May 2004 new rules on preventing illegal working are in effect,
amending section 8 of the Asylum and Immigration Act 1996.
From 1 May 2004 also Cyprus, Czech Republic, Estonia, Hungary, Latvia,
Lithuania, Malta, Poland, Slovakia and Slovenia have joined the EU
and their nationals have the right to work in the UK. The employer
has to carry out a check (as above) to show they are a national of
the country. If they are from any of the countries other than Cyprus
and Malta, the employer should advise them to register immediately
with the Home Office's workers registration scheme. The employer
must check within one month of the person starting work that he or
she has registered with the scheme. A copy of the employee's registration
certificate will be sent to the employer and should be kept.
For people who start work on or after 1 May 2004, a national insurance
document on its own is no longer enough to provide the employer with
a statutory defence if the person is subsequently found to be working
illegally.
Under the new rules, which take effect for employees who start work
on or after 1 May, there are two types of documents. If a document
is on list 1 (the secure list) the employer only has to see and keep
a copy of one document. If a document is on list 2, the employer has
to see and keep copies of two of the documents.
List 1 includes a UK passport, a passport or other travel document
showing the person has the right to remain and work in the UK, a passport
or national identity card showing the person is a national of a European
Economic Area country or Switzerland, or a resident permit issued
by the UK to a national of an EEA country or Switzerland.
List 2 has two sets of combinations. One is based on an official document
(P45, P60, national insurance card or letter from a government department)
giving a permanent national insurance number, plus another document
such as a UK birth certificate or naturalisation certificate or certain
documents from the Home Office. The other combination is based on
a work permit issued by Work Permits UK, plus a passport or Home Office
letter showing the person can remain in the UK and take the employment
in question.
As with the previous rules, employers must avoid racial discrimination
and must thus treat everyone equally. Documents cannot be requested
only from people who are assumed not to be British.
Parental
Legislation
Maternity, Paternity and Adoption Leave
Parental leave
Existing regulations exist in respect of Parental Leave and these
continue to apply in addition to the above Regulations regarding Maternity,
Paternity and Adoption leave.
An employee, male or female, will have a right to parental leave if
he or she has one year's continuous employment and
- Is the parent of a child who is under fives
years old; or
- Is the parent of a disabled child who is under
18 years old, or
- Has adopted a child under the age of 18 (the
right will then last for 5 years from the date on which the child
is placed for adoption or until the child's 18th birthday, whichever
is the sooner); or
- Has acquired formal parental responsibility
for a child who is under five years old.
The key elements of the parental leave entitlements are:
- The right of each employee to 13 weeks unpaid
leave for each child born under 5 years old, or 18 weeks for each
disabled child
- That the employee will remain employed during
the parental leave period but need not be paid or bound by any
of the terms and conditions except those relating to good faith
and confidentiality which will also bin the employer
- That at the end of the parental leave the employee
must be given his or her old job back, or if this is not possible,
then a job which has the same (or better) status, terms and conditions
as the old job
- That the employer must not take away any of
the seniority or pension rights that the employee has built up
before taking leave and if the employer has to effect redundancies
the employee on parental leave must be treated as if he or she
was working
- Leave will have to be taken in blocks of one
week at a time and up to a maximum of four weeks in a year
- Part of a week will count as one week so that
if an employee takes three days leave and then returns to work,
on week is taken away from their 13 weeks
- The employee will have the right to postpone
the leave for up to a maximum of 6 months from the date when the
employee wishes to take the leave. This right would arise in relation
to circumstances where the postponement of the leave was for business
reasons
- Fathers who want to take leave immediately
after their child is born will be allowed to take leave if they
have given the employer notice 21 days before the expected week
of childbirth. This leave cannot be postponed by the employer
- Where an employee changes employers he or she
will need to work for one year before the right accrues and there
will be no right to take more than 13 weeks in total for each
child
In relation to part-time employees, the leave will be proportioned
to the time worked (e.g. an employee who works for two days per week
will have the right to 26 day's leave per child).
Wherever possible, employers and employees should make their own agreement
about how parental leave will work in a particular workplace. Such
agreements can improve upon the key elements set out above but they
may not offer less.
Employees can complain to an employment tribunal if their employer
prevents or attempts to prevent them from taking parental leave. They
are also protected from dismissal or detrimental treatment for taking
or seeking to take it.
Maternity (includes changes from 6 April 2003)
It must first be remembered that:
- All pregnant employees are entitled to either
Maternity Pay or Maternity Allowance
- Any dismissal of a pregnant employee, the reason
for which is related to the pregnancy is automatically unfair
- Irrespective of her length of service, a pregnant
employee is entitled to time off with pay during normal working
hours to receive antenatal care. The employee must (upon her employer's
request) provide evidence of pregnancy, and produce an appointment
card to verify the antenatal appointments.
Dismissal or detriment in connection with pregnancy
An employer may not dismiss an employee or select her for redundancy
on grounds related to pregnancy, childbirth or the fact that she has
taken or sought to take maternity leave or because she does not return
to work at the end of her leave in circumstances where her employer
gives her insufficient or no notice of when her leave should end.
A woman dismissed in these circumstances may make a complaint of unfair
dismissal, regardless of her length of service.
Employees also have the right not to suffer detrimental (unfair) treatment
on grounds of pregnancy, childbirth or maternity leave.
Maternity suspension
Employers must take account of health and safety risks to new and
expectant mothers when assessing risks in work activity. If the risk
cannot be avoided, the employer must take steps to remove the risk
or offer suitable alternative work (with no less favourable terms
and conditions); if no suitable alternative work is available, the
employer must suspend the mother on full pay for as long as necessary
to protect her health and safety or that of her baby.
Maternity Leave
A pregnant employee is entitled to at least 26 weeks Ordinary Maternity
Leave and the right to return to work regardless of her length of
service. To qualify, she must tell her employer no later than the
end of the 15th week before the expected week of childbirth:
- that she is pregnant;
- the expected week of childbirth, by means of
a medical certificate if requested;
- the date she intends to start maternity leave;
this can normally be any date which is no earlier than the beginning
of the 11th week before the expected week of childbirth up to
the birth.
An employee can change the date she wants her leave to start as long
as she notifies her employer 28 days before the date she originally
chose or, if it is earlier, 28 days before the new date she wants
her leave to start. (Maternity leave automatically starts if she has
the baby before the notified date, or if she has a pregnancy-related
absence in the four weeks prior to the expected week of childbirth.
During the 26 weeks, she is entitled to benefit from all her normal
terms and conditions of employment, except for remuneration (monetary
wages or salary); and at the end of it, she has the right to return
to her original job. If a redundancy situation arises, she must be
offered a suitable alternative vacancy if one is available. If the
employer cannot offer suitable alternative work, she may be entitled
to redundancy pay; but if she unreasonably refuses a suitable offer,
she could forfeit her right to redundancy pay.
A woman who qualifies for ordinary maternity leave and who wishes
to return to work before the date it is due to end must give at least
28 days' notice, unless her employer didn't notify her of when her
leave should end.
- The employer must confirm to the employee,
in writing, within 28 days of receiving her notification, the
date on which her leave will end.
- The employer no longer has right to request
confirmation of the employee's intention to return after maternity
leave. The assumption is that the employee will return the day
after the leave period ends. If she intends to return earlier,
she must give the employer 28 days notice.
- Employers have a right to recover SMP from
tax or other payments due to the Inland Revenue (not just from
national insurance contributions, as was the case), and to apply
for advance payments of SMP if necessary, where the amount they
have to pay out in SMP is more than the payments they would make
to the Inland Revenue.
Additional Maternity Leave
A pregnant employee with at least 26 weeks service at the commencement
of the 15th week before the expected week of confinement has the right
to Additional Maternity Leave and may return up to 26 weeks after
the end of her ordinary maternity leave.
Their contract of employment continues but with limited terms and
conditions.
The additional maternity leave period begins at the end of ordinary
maternity leave. This means a woman is entitled to be away from her
job for 52 weeks in total. She does not have to notify her employer
before the start of her ordinary maternity leave that she also intends
to take additional maternity leave. However, when her employer notifies
her of the end date of her leave, they will have based their calculation
on the assumption that, if she is entitled to additional maternity
leave, she will be taking it, and if she wishes to return at the end
of ordinary maternity leave she must give at least 28 days notice
At the end of additional maternity leave a woman is entitled to return
to her original job or, if this is not reasonably practicable, to
a suitable alternative job. If the employer cannot offer suitable
alternative work, she may be entitled to redundancy pay; but if she
unreasonably refuses a suitable offer, she could forfeit her right
to redundancy pay.
A woman who qualifies for additional maternity leave and who wishes
to return to work before the date it is due to end must give at least
28 days' notice, unless her employer didn't give her adequate notice
of when her leave should end.
There is a period of Compulsory Maternity Leave of 2 weeks
commencing on the day after the baby is born during which the law
prohibits an employee for working.
Employment
Rights During Maternity Leave
Contractual rights to (for example):
- Retention of a Company car
- Accrual of holidays
- Payment of pension contributions
- Private health care etc.
continue during the Ordinary Maternity leave period of 26 weeks, and
the employer should exercise extreme care in such matters.
During periods of Additional Maternity Leave the contractual rights
lapse except for the duty of trust and confidentiality. However statutory
entitlements such as the accrual of holidays and continuous employment
continue.
Returning to Work
An employee is entitled to return to work following either Ordinary
or Additional Maternity Leave without giving any prior notice as she
will be returning to work on the date notified by the employer (see
above).
If returning from Ordinary Maternity Leave the employee has the right
to return to the same job as previously held.
If returning from Additional Maternity Leave she has the right to
return to the same job or a similar position if her old position is
not available.
In reality it will be difficult for employers to justify that the
original position is not longer available.
The Employment contract is not automatically terminated for failure
to give notice of intention to return to work following maternity
leave.
Statutory Maternity Pay (SMP)
SMP is payable to employees:
- Who at the 15th week before the baby is due
the employer has continuously employed for at least 26 weeks.
- Who also must have average weekly earnings
not less than the lower limit for NI Contributions.
- Who are still pregnant 11 weeks before the
expected week of childbirth, or have had the baby by then.
- Who have submitted medical confirmation of
the expected week of childbirth, at least 21 days before the maternity
absence begins (usually form MATB1).
In these circumstances SMP is payable irrespective of whether the
employee intends to return to work.
There are two levels of Statutory Maternity Pay, the rates for which
are dealt with later in this section.
Rates of SMP
If the employee qualifies, then the higher rate applies for the first
six weeks of SMP and the balance of twenty weeks is payable at the
lower rate.
- Statutory maternity pay (SMP) for 26 weeks,
for women who have been employed by the employer for at least
26 weeks by the 15th week before the EWC and whose average weekly
earnings are at least the national insurance lower earnings limit
(£79 from 4 April 2004).
- SMP at 90% of the woman's weekly earnings for
the first six weeks, then a flat rate (£102.80 for maternity
pay periods starting on or after 4 April 2004) per week (or 90%
of previous earnings, if this is less) for the remaining 20 weeks.
Maternity Allowance
If the employee has less than 26 weeks service and doesn't qualify
for SMP, then she may be entitled to Maternity Allowance (MA). She
should apply to the Benefits Agency for the State Maternity Allowance.
If she qualifies, this is payable by the state and not by the employer.
MA may also be paid to the self-employed and women who have recently
left their jobs. MA can be paid for up to 26 weeks. MA is paid by
the social security or Jobcentre Plus office. To qualify, they must
have been employed or self-employed for 26 weeks out of the 66 weeks
before the expected week of childbirth and have average weekly earnings
of at least £30.
Geographical/custodial restrictions on SMP
In the event that an employee goes outside the European Economic Area,
or is taken into legal custody then the responsibility to pay SMP
ceases, and if she returns or is released the employer are not liable
to restart payment.
Paternity
From 6 April 2003, fathers and partners of mothers are entitled to
paid paternity leave. Partner means a person who lives with the mother
and the child in an enduring family relationship, but is not the mother's
parent, grandparent, sister, brother, aunt or uncle. The extension
of parental rights to partners in same-sex couples is a significant
change.
Fathers and partners are entitled to two weeks statutory paid paternity
leave. This must be taken as a single period of one week or two
consecutive weeks, and must be taken within 56 days of the birth or
56 days of the first day of the EWC, whichever is later. Odd days
cannot be taken, or two one-week blocks.
The pay is called paternity pay (birth) to distinguish it from
the pay available to adoptive parents. For paternity leave periods
starting on or after 4 April 2004 the weekly rate is either £102.80
or 90% of the employee's normal weekly earnings, whichever is lower.
To be eligible for statutory paternity leave and pay the employee
must have 26 weeks employment with the employer by the end of the
15th week before the EWC; must have average weekly earnings of at
least £79; and must be the child's father and have responsibility
for the child's upbringing, or if not the child's father must be married
to or be the partner of the child's mother and must have the main
responsibility (apart from any responsibility of the mother) for the
child's upbringing.
Either before or during the 15th week before the EWC or as soon as
practicable after this, the employee must notify the employer how
much paternity leave s/he intends to take, the EWC, and the date when
s/he wants the leave to begin. This date can be the date of the actual
birth, or a date falling a specified number of days after the birth,
or a predetermined date which is later than the first day of the EWC.
The employer can require this notice to be in writing.
Employers can recover statutory paternity pay from the Inland Revenue
in the same way as SMP.
Paternity Leave
Where the Expected Week of Childbirth is after 6th April 2003 an employee
will be entitled to take Statutory Paternity Leave so long as:
- They notify the employer at the start of the
14th week prior to the Expected Week of Childbirth of that date
- They have at the time 26 weeks continuous employment
- They are the father, or married to the mother,
or are the partner of the mother.
Statutory Paternity Leave is a period of 2 consecutive weeks
to be taken after but within 56 days of the child's birth.
Where an employee chooses to take only one week of leave they forfeit
the second week
Paternity Pay
Statutory Paternity Pay (SPP) will be payable to eligible employees
during the 2 weeks leave.
During their paternity leave employees may be entitled to one or two
weeks' Statutory Paternity Pay (SPP). The qualifying conditions for
SPP are the same as those for paternity leave: in addition, employees
must have average weekly earnings at least equal to the lower earnings
limit for National Insurance contributions. SPP is payable by the
employer but partly (or, for small firms wholly) reimbursed by the
State. There is no equivalent benefit for employees who do not qualify
for SPP or for the self-employed but there are special rules to allow
fathers who are entitled to unpaid paternity leave to claim Income
Support.
SPP is reclaimable in the same way as SMP.
Adoption
From 6 April 2003, pay and leave are available when a child is matched
or placed for adoption. These are for the same period and at the same
pay as statutory maternity entitlements for one adoptive parent, and
for the same period and at the same rate as statutory paternity entitlements
for the other parent.
The maternity-equivalent leave and pay are called ordinary (and, if
applicable, additional) adoption leave and adoption pay. The
paternity-equivalent leave and pay are called paternity leave (adoption)
and paternity pay (adoption).
Where a married couple adopt jointly, they can decide who takes the
adoption leave and pay and who takes the paternity leave and pay (adoption).
(At the moment, only married couples can adopt jointly.) Where there
is one adoptive parent that one takes the adoption leave and pay,
and their partner, if they have one, takes the paternity leave and
pay (adoption). The definition of partner is the same as for paternity
leave.
Adopters and partners must have been employed by their employers for
at least 26 weeks ending with the week when an approved adoption agency
notifies the employee that s/he has been matched with a child for
adoption, or the week when the child is placed for adoption. Adoption
pay and leave are not available when the child is known to the adopter,
for example a stepchild or foster child. Special rules apply where
a child is adopted from overseas.
To be entitled to adoption pay or paternity pay (adoption) the employee
must have average weekly earnings of at least £79. Employers
can recover statutory adoption payments from the Inland Revenue in
the same way as SMP.
Adoption Leave Where an employee is successful in adopting
a child and they have been notified by the Adoption Agency, they will
be entitled to take leave as long as:
- The child will be placed for adoption on or
after 6th April 2003
- They are the child's adopter
- They have provided the employer with 7 days
notice of the placement and the date upon which they intend to
commence the adoption leave
- They have notified the agency of their agreement
to the adoption
- In the week that they were notified by the
Adoption Agency of the placement, they had 26 weeks continuous
employment
- They have notified the employer within 28 days
of them having been notified by the Adoption Agency
Ordinary Adoption Leave is a period of up to 26 weeks commencing
with the week in which the child is placed or another predetermined
date which is no earlier than 14 days prior to the date the child
is to be placed.
Additional Adoption Leave is a period of up to a further 26
weeks which runs concurrently with the Ordinary Adoption Leave and
employee is entitled to this as long as they have taken 26 weeks Ordinary
adoption Leave
Upon receipt of such notification the employer must within
28 days advise the employee of the date upon which the 26 weeks Ordinary
Adoption Leave expires and the date upon which Additional Adoption
Leave would expire.
Statutory Adoption Pay
Statutory Adoption Pay (SAP) is payable to eligible employees on the
basis of the full 26 weeks being paid at the rate of the lower of
£100 per week of 90% of weekly earnings.
Statutory Adoption (Paternity) Pay will be payable to eligible employees
during the 2 weeks leave and upon introduction in April 2003 it will
be at the rate of the lower of £100 per week or 90% of weekly
earnings.
Adoption Pay
Statutory Adoption Pay (SAP) will be payable to qualifying
employees for the period of 26 weeks of Ordinary Adoption Leave.
Payment for the 26 weeks is at the rate of £100 or 90% of earnings
whichever is the lower.
Adoption (Paternity) Leave
Where an employee meets the following requirements they will be entitled
to Adoption (Paternity) Leave:
- Been continuously employed for 26 weeks in
the week in which the child's adopter is notified of being matched
- Is either married to or partner to the adopter
- Has, or expects to have main responsibility
(except for the adopter) of the upbringing of the child
- Notified the employer within 7 days of the
date the adopter was notified of the placement
- Notified the employer of the date the child
is expected to be placed
- Notified the employer of how much leave they
wish to take and when they wish this to begin
- Adoption (Paternity) Leave is a period of 2
consecutive weeks to be taken after but within 56 days of the
child's placement
- Where an employee chooses to take only one
week of leave they forfeit the second week
Please Note: Failure to pay, or incorrect payment of SMP, SPP
or SAP could result in a fine of up to £3,000
Health
& Safety at Work
The employer has a duty to ensure it takes all steps reasonably practicable
to preserve the health and safety of its staff and any other agents
who has reasons to come to the premises of the employer. This is covered
by the Health and Safety at Work Act (1974) but have been amended
a number of times to provide guidelines about a number of work-related
areas.
The employer has a duty of care in relation to:
- The place of work
- The provision of a safe work environment
- The provision of appropriate tools, equipment
and clothing
- Provisions to cover lone working
- The design of work
- Working time
- Use and storage of substances, particularly
those considered harmful
- The provision and maintenance of equipment
- The provision of adequate and useful information
relating to the health and safety of staff and agents
- The provision of training
- Assess, and as best as possible, minimise risks
The law provides for the appointment of a Safety Representative. This
person may be elected or appointed and may be a union member. The
Safety Representative must be provided with proper training and must
be allowed paid time off work to attend appropriate training and health
and safety work related activities.
Organisations with more than 5 staff are required to have a written
health and safety policy and must ensure it displays health and safety
notices.
Taking action on health and safety grounds
An employee may not be dismissed, selected for redundancy (when others
in similar circumstances are not selected) or subjected to any detrimental
action for taking certain types of action on health and safety grounds.
These rights apply to all employees, regardless of their length of
service, if they:
- carry out or propose to carry out activities
which their employer has designated them to carry out in connection
with preventing or reducing risks to health and safety at work;
or
- perform or propose to perform functions they
have as official or employer-acknowledged health and safety representatives
or committee members; or
- bring to their employer's attention by reasonable
means – and in the absence of a representative or committee
with whom it would be reasonably practicable for them to raise
the matter – a concern about circumstances at work which
they reasonably believe are harmful to health and safety;
- in the event of danger which they reasonably
believe to be serious and imminent and which they could not reasonably
be expected to avert, leave or propose to leave the workplace
or any dangerous part of it, or (while the danger continues) refuse
to return; or
- in circumstances of danger which they reasonably
believe to be serious and imminent, take or propose to take appropriate
steps to protect themselves or others.
All employees have the right to complain to an employment tribunal
if any of these rights are infringed. Where health and safety representatives
or committee members or those designated to carry out workplace health
and safety activities (which could include, for example, first aiders)
are dismissed or selected for redundancy, they are entitled to compensation
without a statutory limit. In other cases of dismissal or selection
for redundancy on health and safety grounds, the remedies will be
subject to the same limits as under the ordinary unfair dismissal
provisions.
Where the employee has been subjected to some other detriment relating
to taking action on health and safety grounds, the employment tribunal
will award the compensation it considers just and equitable in all
the circumstances, taking into account the particular infringement
and any loss incurred.
Suspension from work on medical grounds
Certain health and safety regulations require employees to be suspended
from their normal work on medical grounds, when their health would
be endangered if they continued to be exposed to a substance specified
in the regulations. These provisions cover exposure to ionising radiation,
lead and some other hazards.
Checks
on people working with children and vulnerable adults
The Protection of Vulnerable Adults (PoVA) list was set up
on 7 June 2004. This is similar to the Protection of Children Act
list (POCA) which has been in place for several years, but applies
to disqualification of people who have harmed a vulnerable adult or
adults in their care or have placed them at risk of harm. It is now
unlawful to hire anyone who is on the POVA list, and for anyone on
the PoVA list to apply for work in care positions--including providing
care in people's own homes. Checks on the PoVA list are carried out
as part of Criminal Record Bureau (CRB) checks.
From 1 April 2002 there has been a statutory obligation to obtain
certain information about all staff, paid and unpaid, in care homes,
children's homes, and health care organisations. This includes
not only standard or enhanced criminal records checks (depending on
the nature of the work), but also proof of identity, qualifications
and previous employment, and being satisfied that the person is fit
for the position they hold or are applying for. For staff in care
homes who were in their present post on 1 April 2002, checks should
have been carried out by 31 October 2004. The government announced
on 9 September 2003 that these checks would be at enhanced level,
rather than at standard level as previously planned. The deadlines
for checks on other staff who were in post on 1 April 2002 have passed.
For new staff, checks must be carried out before the person starts
work.
For and voluntary adoption agencies,
rules requiring checks for all new and existing staff came into effect
from 1 April 2003.
For domiciliary care agencies and nurse agency staff,
rules requiring checks for providers and managers came into effect
from 1 April 2003. Checks are needed before a new domiciliary care
or nurse agency worker can take up their placement. Applications for
existing domiciliary care staff should have been completed by 31
October 2004. Checks on nurse agency staff started in spring 2004.
Staff must provide a statement that they have no criminal convictions,
or provide a statement of any criminal convictions that they do have.
For some posts (but not all) the organisation must obtain a birth
certificate and current passport (if any), and a full employment history,
with satisfactory written explanations of any gaps and verification
(so far as reasonably practicable) of why previous employment involving
work with children or vulnerable adults ended. The organisations must
carry out checks on lists of people considered unsuitable to work
with children maintained by the Department of Health and Department
for Education and Skills. (This is included in Criminal Record Bureau
checks.)
Where a person is employed by someone else (for example an agency
worker or secondee) the receiving organisation must be satisfied that
the employing organisation has obtained all relevant information.
From 6 April 2004 agencies have a statutory duty not only to carry
out criminal record checks on temps who work with children and vulnerable
adults, but also to obtain copies of relevant qualifications and two
references, and take all reasonable steps to confirm that an individual
is not unsuitable for the work. If the agency discovers any new adverse
information they must withdraw the temporary worker or, if the worker
has been supplied on a permanent basis, inform the employer.
Data
Protection
This is governed primarily by the EU Directive on Data Protection
(1998) which makes changes to current legislation from 1984. It places
a duty on all employers to ensure that they hold accurate information
and that such information is from time to time updated to minimise
the risk of inaccuracies. Data protection legislation covers all 'personal
data' held by the employer and is meant to protect the employee or
'data subject' from any misuse or abuse of such data. Data relates
to both manual electronic store of personal information.
The principles of data protection are:
- That the information contained in the personal
data obtained, shall be processed fairly and lawfully. This may
mean that employers may have to disclose the reasons for which
information is sought at the time it is obtained
- Personal data shall be held for one or more
specified and lawful purposes
- Personal data held for purpose or purposes
may not be disclosed or used in any matter incompatible with that
purpose or those purposes
- Personal data held for any purpose of purposes
shall be adequate, relevant and not excessive in relation to the
purpose or those purposes
- Personal data shall be accurate, and where
necessary, kept up to date
- Personal data held for any purpose or purposes
shall not be kept for longer than is necessary for that purpose
of those purposes
- An employee shall be entitled (a) at reasonable
intervals and without undue delay or expense to be informed by
any data user that he holds data for which that individual is
the subject, and to access any such data, and (b) where appropriate,
to have such information corrected or erased
- Appropriate measures shall be taken against
unauthorised access to or alteration, disclosure or destruction
of personal data.
 |
Disciplinary
and Grievance Hearings
Workers are entitled to be accompanied at certain disciplinary and
grievance hearings by a fellow worker or a trade union official of
their choice, provided they make a reasonable request to be accompanied.
They also have the right to a reasonable postponement of the hearing,
within specified limits, if their chosen companion is unavailable
at the time the employer proposes.
Workers have the right to take paid time off during working hours
to accompany fellow workers employed by the same employer.
These rights apply to workers including agency workers and home workers,
though not to those who are in business solely on their own account.
An employment tribunal will consider a worker has been unfairly dismissed,
regardless of his or her age or length of service, if the dismissal
was for exercising or seeking to exercise the right to be accompanied,
or for accompanying or seeking to accompany another worker; nor may
an employer subject workers to any other detrimental treatment on
these grounds.
Dismissal
Asserting a statutory employment right
Employees may complain to an employment tribunal if they are dismissed
(including selection for redundancy when others in similar circumstances
are not selected) for bringing proceedings against their employer
to enforce certain rights, or for alleging the employer has infringed
those rights. This protection applies to all employees, regardless
of their length of service.
To benefit, the employee need not necessarily have specified the right,
so long as it was reasonably clear to the employer what the right
was.
Provided they act in good faith, employees are protected regardless
of whether they qualified for the right they sought to assert and
regardless of whether that right had in fact been infringed. Employees
can claim protection if they are dismissed after asserting rights
relating to:
- written statement of employment particulars;
- itemised pay statement;
- for trade union duties and activities or training;
- unlawful deductions from pay;
- not having to make unauthorised payments to
employer;
- guarantee payments;
- opting out of shop or betting work on Sunday
(England and Wales only);
- detriment in cases about: health and safety,
Sunday working, working time, trusteeship of employee pension
schemes, employee representatives, time off for study and training,
protected disclosures, maternity, parental, paternity, adoption
or domestic leave, or grounds related to trade union membership
or activities;
- matters connected to/making a request under
the flexible working provisions of the Employment Act 2002;
- remuneration during suspension on medical grounds;
- time off: for public duties, to look for work
or make arrangements for training prior to redundancy, for antenatal
care, for dependants, for employee pension scheme trustee or director's
duties or training, for study or training for young people, for
employee representatives;
- minimum notice terminating employment;
- eduction of unauthorised or excessive union
subscriptions;
- employer paying contribution to a union's political
fund;
- consultation about redundancy or business transfer;
- working time, rest periods, breaks and annual
leave;
Similar protection is provided for employees who are dismissed for
certain actions under the Transnational Information and Consultation
of Employees Regulations 1999 or the Part Time Work Regulations 2000
or because they qualify for:
- the national minimum wage;
- working families tax credit.
or because any action is taken (or even proposed to be taken) to enforce
any of these rights
Workers who 'blow the whistle' on wrongdoing in the workplace can
complain to an employment tribunal if they are dismissed or victimised
for doing so. An employee's dismissal (or selection for redundancy)
will be unfair if it is wholly or mainly for making a protected disclosure
within the meaning of Part IVA of the Employment Rights Act 1996 (inserted
by the Public Interest Disclosure Act 1998). Workers who are not employees
can complain that they have suffered a detriment if their contracts
are terminated for making such a disclosure, with compensation awarded
on the same basis as for unfair dismissal. Both employees and other
workers are also protected from other detriment by their employer.
Rehabilitation
of Offenders
Broadly speaking, anyone who has been convicted of a criminal offence
and who is not convicted of a further offence during a specified period
(the 'rehabilitation period') becomes a 'rehabilitated person' and
the conviction becomes spent. This means it does not have to be declared
for most purposes, such as applying for a job.
The rehabilitation period depends on the sentence and runs from the
date of conviction. A conviction resulting in a prison sentence of
more than 30 months can never become spent.
Under the Rehabilitation of Offenders Act 1974, a spent conviction
– or failure to disclose a spent conviction or any circumstances
connected with it - is not a proper ground for dismissing or excluding
a person from any office, profession, occupation or employment or
for prejudicing a person in any way in any occupation or employment.
However, there are some exceptions to the Act (which relate broadly
to work with children, the sick, disabled people and the administration
of justice). Where an exception applies, an individual must, if asked,
disclose all convictions including spent ones.
Transfer
of a Business or Undertaking
The Transfer of Undertakings (Protection of Employment) Regulations
1981 apply to the transfer of an undertaking, or part of an undertaking,
to a new employer (for example, as the result of a sale). The employees
automatically become employees of the new employer as if their contracts
of employment were originally made with the new employer; and the
new employer takes over all employment liabilities of the old employer
(except criminal liabilities and occupational pension rights).
Employees are entitled to object to their contract being transferred
to the new employer but, in doing so, normally lose the right to claim
there was a dismissal unless they can show that the transfer would
have involved a substantial and detrimental change in working conditions.
If either the new or the old employer dismisses an employee solely
or mainly because of the transfer of an undertaking or part of it,
the dismissal is considered unfair. However, if the main reason for
dismissal, by either employer, is an economic, technical or organisational
one entailing changes in the workforce, an employment tribunal may
consider it to be fair. That is likely if the tribunal also finds
that the employer acted reasonably in treating this reason as sufficient
to justify dismissal.
Trade
union membership and activities, and non-membership of a union
Employees have the right to join or not join a trade union of their
choice. Their employer may not dismiss them, select them for redundancy
or make them suffer detriment for being or proposing to become a union
member, nor for taking part in the union's activities at an appropriate
time. They are similarly protected if they choose not to belong to
a union or refuse to join one.
Dismissals which infringe these rights may be taken to an employment
tribunal regardless of the employee's length of service. Employees
who claim to have been unfairly dismissed in this way (except those
complaining of unfair selection for redundancy) can also apply to
the tribunal for an order of interim relief (which requires the employer
to continue their contract of employment or to re-employ them pending
the final outcome of the case).
Information gathered from the following websites:
A-Z
list of employment law
| Details
can be obtained from visiting the following website: |
| Access to workers during
recognition and derecognition ballots (PL500) |
| Accidents and near misses |
| Adoption leave and pay |
| Adoptive parents –
rights to leave and pay (PL515) |
| Agency workers, temps as
employees of the end-user |
| Benefit repayment by employers
after a tribunal awards (PL720) |
| Bullying and harassment |
| Changes in maternity pay
and leave |
| Changes to working holidaymaker
scheme |
| Checks on people working
with children and vulnerable adults |
| Chemicals at work |
| Code of practice on public
sector transfers |
| Collective redundancies
and business transfers |
| Consultation on age discrimination |
| Continuous employment and
a week's pay (PL711) |
| Contracts of employment:
changes, breach of contract and deductions from wages (PL810) |
| Criminal record checks |
| Data Protection |
| Dealing with workplace stress |
| Disability discrimination |
| Disability discrimination
and smoking |
| Disciplinary, grievance
and dismissal procedures |
| Disclosures in the public
interest: protections for workers who 'blow the whistle' (PL502) |
| Dismissal: fair and unfair
(PL714) |
| Dispute resolution –
guide to the Employment Rights (Dispute Resolution) Act 1998 |
| Dress codes and sex discrimination |
| Duty to manage asbestos |
| Employment appeal tribunal
decision on volunteer contracts |
| Employment legislation |
| Employment rights factsheets |
| Employment rights information
from ACAS and CIPD |
| Equal pay update |
| Equality Laws – Sex,
Race, Disability |
| EU equal treatment directives |
| European works councils |
| Example form of a written
statement of employment particulars (PL700A) |
| Fixed- term contracts |
| Fixed-term work (PL512) |
| Flexible working |
| Flexible working –
the rights to apply (PL516) |
| Foreign nationals working
in the UK |
| Guarantee payments (PL724) |
| Guidance on ethnic monitoring |
| Guidance on risks to new
and expectant mothers |
| Guidance on working from
home |
| Guidelines for child protection
procedures |
| Health & Safety At Work |
| Holiday leave and pay |
| Homeworking: don't be taken
in by bogus job offers |
| Ignore H&S Scam Demands |
| Incapacity benefit: Earnings
from permitted work |
| Individual rights of employees
(PL716) |
| Industrial action and the
law: ballots, citizen's right to prevent disruption |
| Information and consultation
regulations |
| Limits on payments |
| Manual handling |
| Maternity leave –
changes |
| Maternity rights |
| Mileage reimbursement rates |
| Minimum wage |
| Mobile phones and driving |
| National minimum wage |
| Offering resignation instead
of dismissal |
| On-call time |
| Paid paternity leave |
| Parental leave |
| Paternity pay |
| Paternity rights |
| Pay rises and maternity
pay |
| Pay statement: what they
must itemise |
| Payment of union subscriptions |
| Picketing (PL928) |
| Posting of workers directive |
| Race equality |
| Recent and forthcoming changes |
| Recent H&S regulations and
guidance |
| Recruitment & Selection |
| Reduced negligence risk
for voluntary sector or volunteer-led activities? |
| Redundancy and insolvency:
a guide for employees |
| Redundancy consultation |
| Redundancy consultation
and notification (PL833) |
| Redundancy entitlement –
statutory rights (PL808) |
| Redundancy guidance |
| Religion and other belief |
| Reserve forces' duty to
inform employer |
| Right to request flexible
working |
| Rights for adoptive parents |
| Rights of employees aged
65+ |
| Rights of notice and reasons
for dismissal (PL707) |
| Rolled-up holiday pay |
| Safety for volunteer and
employee drivers |
| Section 28 repealed |
| Sex discrimination and harassment |
| Sexual orientation |
| Sunday shop and betting
work: employees' rights (PL960) |
| Sunday trading |
| Suspension from work on
medical or maternity grounds (PL705) |
| Suspension from work on
medical or maternity grounds (PL705) |
| Tax on treats |
| The Employment Agencies
Act 1973 (PL971) |
| The Employment Contract |
| Time off for dependants |
| Time off for public duties
(PL702) |
| Time Off Work |
| Time off, maternity and
other parental legislation |
| Trade union executive elections
(PL866) |
| Trade union funds and accounting
records (PL867) |
| Trade union political funds
(PL868) |
| Trade unions |
| Transfers of undertakings:
a guide to the regulations (PL699) |
| TUPE and early retirement
rights |
| Unfairly dismissed? (PL712) |
| Union learning representatives |
| Union membership: rights
of members and non-members (PL871) |
| Unjustifiable discipline
by a trade union (PL865) |
| Violence and lone workers |
| Volunteers on jobseeker's
allowance: availability for work |
| Whistleblowing disclosures |
| Working time regulations |
| Written statement of employment
particulars (PL700) |
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©
2004 Merton Unity Network. All rights reserved. |
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